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Advance Authorisation Self Ratification Scheme (SRS)Explained, EXIM Services, Kireeti Group, Kireeti

AEO-certified exporters (or eligible 2-star-and-above status holders on the AEO path) can get an Advance Authorisation issued on their own declared input-output norms, treated as final at the point of issue, with no Norms Committee ratification required, under FTP 2023 Para 4.06 and HBP 2023 Para 4.

06 Sep, 2026
AEO-certified exporters (or eligible 2-star-and-above status holders on the AEO path) can get an Advance Authorisation issued on their own declared input-output norms, treated as final at the point of issue, with no Norms Committee ratification required, under FTP 2023 Para 4.06 and HBP 2023 Para 4.07A. This video covers who qualifies, the product exclusions, the 3-year risk-based audit that replaces ratification, and the Appendix-4E, 4K and 4H paperwork the scheme actually needs.

This video is general information, not professional advice for your specific case. Rules change, so please confirm current provisions or speak to our team.

Time Stamp:
0:00 Start
0:43 What SRS actually is
1:39 Who qualifies (and who doesn't)
2:34 The trade-off: audit instead of ratification
3:19 What you need to file and keep
3:59 What this doesn't change
4:49 End

Sources cited in this video:
Foreign Trade Policy 2023, Chapter 4, Para 4.03(b): the four routes to input-output norms.
Foreign Trade Policy 2023, Para 4.06: Self Ratification Scheme eligibility (AEO route and 2-star-and-above status-holder pathway) and excluded product categories. [CONFIRM: source] full condition set and exhaustive exclusion list to be verified against a live DGFT page before this claim is relied on for a specific application.
Handbook of Procedures 2023, Para 4.07A: SRS filing procedure, Appendix-4E and Appendix-4K documentation.
Handbook of Procedures 2023, Para 4.07A(iv): "Ratification of the same by NC is not required."
Handbook of Procedures 2023, Para 4.07A(v): Appendix-4H consumption and utilisation account requirement.
Handbook of Procedures 2023, Para 4.07A(vi): 3-year Risk Based Management System audit window.
Handbook of Procedures 2023, Para 4.07A(vii): "suo moto pay immediately" on a shortfall found at audit, and penal consequences for misuse or non-submission of records.
DGFT official portal: https://www.dgft.gov.in

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