ROC Compliances

ROC Compliances

Every Company registered with Registrar of Companies (ROC) under Companies Act 1956 / Companies Act 2013, need to comply with the provisions of The Companies Act, 2013 along with other applicable acts for the time being in force.

The Registrar of Companies (ROC) is a designated authority under the Ministry of Corporate Affairs. The Companies Act, 2013 lays down various procedural aspects to be followed during its lifetime and any non-compliances of these provisions lead to hard penalties even serious punishments.

Our subject matter experts from various laws / Acts are always available for your assistance and help you in filing various forms and reduce the financial burden by timely compliance. Some of the important compliances are detailed hereunder :

CFSS Scheme – No Additional Fee / No Penalties

Annual Compliances

1. Filing of Financial Statements (Form AOC – 4)
2. Filing of Annual Returns (Form MGT – 7)
3. Filing of form for approval of Financial Statements & Annual Returns (Form MGT – 14, only for Public Companies)
4. KYC for Directors. Etc.,

Event-Based Compliances

1. Increase in the capital of the company
2. Share Allotments (Right’s Issue / Private Placement / Preferential Allotment / ESOP’s / Sweat Equity shares etc.)
3. Share Transfers
4. Mergers & Amalgamations
5. Takeovers
6. Creation, Modification, and Satisfaction of Charges
7. Appointment / Removals / Change in Designation of Directors / CEO / CFO
8. KYC of Directors
9. Name change/change in objects
10. Conversions and much more.